Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (27 Dec 2024 to 27 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2024)
- CF30 Customer (1 Aug 2016 to 16 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Nov 2004 to 15 Nov 2006)
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- CF21 Investment Adviser (15 Nov 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (19 Nov 2004 to 15 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.