Barbara Kane

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Wealth Management UK LLP
FRN 471048
- SMF4 Chief Risk (since 16 Feb 2024)
- [FCA CF] Material risk taker (since 1 Jan 2022)
- SMF27 Partner (since 25 Nov 2021)
- [FCA CF] Significant management (since 1 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (25 Nov 2021 to 27 Feb 2024)
- SMF16 Compliance Oversight (25 Nov 2021 to 27 Feb 2024)
LGT Wealth Management Limited (no longer approved here)
FRN 466684
- SMF16 Compliance Oversight (1 Sep 2023 to 17 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Sep 2023 to 17 Apr 2024)
- SMF3 Executive Director (1 Sep 2023 to 31 Jan 2026)
LGT Wealth Management US Limited (no longer approved here)
FRN 585547
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2022 to 17 Apr 2024)
- [FCA CF] Significant management (1 Feb 2020 to 31 Dec 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.