Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (18 Nov 2016 to 31 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Dec 2004 to 21 Apr 2006)
    • CF26 Customer Trading (20 May 2002 to 29 Dec 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (18 Nov 2016 to 31 Dec 2018)
    • CF30 Customer (28 Sep 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.