Barbara Helen Ross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Manager of certification employee (since 1 May 2025)
    • [FCA CF] Client dealing (since 23 Oct 2020)
    • [FCA CF] Material risk taker (1 Nov 2023 to 31 Oct 2024)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 1 May 2025)
    • [FCA CF] Client dealing (since 23 Oct 2020)
    • [FCA CF] Material risk taker (1 Nov 2023 to 31 Oct 2024)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Client dealing (23 Oct 2020 to 15 May 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (8 Mar 2019 to 4 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.