Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF1 Director (4 Mar 2010 to 3 Oct 2011)
    • CF29 Significant management (30 Nov 2007 to 4 Mar 2010)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (8 Nov 2005 to 9 Dec 2005)
    • CF3 Chief Executive (8 Nov 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (8 Nov 2005 to 31 Oct 2007)
    • CF1 Director (8 Nov 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.