Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 May 2018)
- CF30 Customer (since 29 May 2018)
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Barbac Payne Wealth Management Limited
FRN 810064
- Employed By (since 29 May 2018)
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- CF30 Customer (16 Jun 2014 to 8 Jun 2018)
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- CF30 Customer (30 Jul 2013 to 6 Jun 2014)
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- Employed By (30 Jul 2013 to 31 Jul 2013)
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- (534)Employed By (30 Jul 2013 to 6 Jun 2014)
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- CF30 Customer (4 Aug 2011 to 29 Jul 2013)
- CF21 Investment Adviser (4 Apr 2002 to 14 Sep 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Apr 2002)
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- CF30 Customer (19 Mar 2010 to 30 Jun 2011)
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- CF30 Customer (6 Jul 2009 to 24 Feb 2010)
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- CF30 Customer (1 Nov 2007 to 28 Jun 2009)
- CF21 Investment Adviser (23 Jul 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Feb 2004 to 23 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.