Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothesay Life Plc
FRN 466067
- SMF6 Head of Key Business Areas (since 9 Apr 2024)
- [FCA CF] Client dealing (13 Dec 2019 to 9 Apr 2024)
- [FCA CF] Manager of certification employee (13 Dec 2019 to 9 Apr 2024)
- [FCA CF] Material risk taker (13 Dec 2019 to 9 Apr 2024)
- [FCA CF] Significant management (13 Dec 2019 to 9 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (13 Dec 2019 to 9 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.