Baptiste Aubert

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (27 Jul 2022 to 28 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 28 Apr 2025)
    • [FCA CF] Client dealing (31 Aug 2021 to 28 Apr 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (27 Jul 2022 to 28 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 28 Apr 2025)
    • [FCA CF] Client dealing (31 Aug 2021 to 28 Apr 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 30 Jan 2024)
    • [FCA CF] Material risk taker (27 Jul 2022 to 30 Jan 2024)
    • [FCA CF] Client dealing (31 Aug 2021 to 30 Jan 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (17 Aug 2020 to 19 Jun 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (17 Aug 2020 to 19 Jun 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (3 Oct 2018 to 16 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.