Bao Tran Pham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (11 Apr 2025 to 3 Dec 2025)
    • [FCA CF] Proprietary trader (11 Apr 2025 to 3 Dec 2025)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (27 Jan 2025 to 3 Dec 2025)
    • [FCA CF] Proprietary trader (27 Jan 2025 to 3 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.