Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
  • The Money Map (Financial Navigation) LLP (no longer approved here)

    FRN 581738

    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 20 Sep 2024)
    • CF30 Customer (7 Jun 2018 to 1 Apr 2019)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 4 Sep 2023)
    • [FCA CF] Client dealing (1 Nov 2021 to 4 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (7 Jul 2020 to 11 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (7 Jul 2020 to 11 Oct 2021)
  • Regent Street Advisers Ltd (no longer approved here)

    FRN 785830

    • (2)Employed By (7 Jul 2020 to 11 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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