Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (3 Nov 2016 to 16 Mar 2019)
    • [FCA CF] Material risk taker (3 Nov 2016 to 16 Mar 2019)
    • CF30 Customer (8 Oct 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (10 Jun 2004 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.