Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 5 Oct 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (3 Apr 2014 to 6 Mar 2016)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 5 Oct 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (3 Apr 2014 to 6 Mar 2016)
-
- [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2021)
- CF30 Customer (27 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.