Balaram Dash

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Jun 2024)
    • CF30 Customer (since 10 Jun 2024)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (258)Employed By (since 10 Jun 2024)
  • Single Point Financial Services Limited (no longer approved here)

    FRN 464703

    • [FCA CF] Client dealing (29 Jul 2023 to 25 Apr 2024)
    • Responsibility for MCD Intermediation (25 Feb 2022 to 17 Apr 2024)
    • SMF3 Executive Director (25 Feb 2022 to 17 Apr 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 25 Apr 2024)
  • Life Insurance Corporation of India (no longer approved here)

    FRN 110379

    • [PRA CF] Key function holder (10 Dec 2018 to 30 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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