Bakhtiar Ali Khan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (10 Mar 2011 to 28 Sep 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
    • CF21 Investment Adviser (18 Jan 2007 to 31 Oct 2007)
  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF21 Investment Adviser (3 Feb 2003 to 14 Nov 2006)
    • CF26 Customer Trading (3 Feb 2003 to 14 Nov 2006)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.