Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 1 Sep 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2018)
- [FCA CF] Manager of certification employee (15 Apr 2025 to 10 Mar 2026)
- [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 1 Sep 2022)
- [PRA CF] Managing a material risk taker (since 19 Aug 2022)
- [FCA CF] Manager of certification employee (since 17 Apr 2018)
- [FCA CF] Client dealing (since 11 Jan 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2018)
- [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
- CF30 Customer (11 Nov 2011 to 9 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.