Badiss Gharbi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RiverRock European Capital Partners LLP (no longer approved here)
FRN 502154
- CF28 Systems and controls (30 Jan 2015 to 15 Feb 2017)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (8 Sep 2006 to 9 Oct 2007)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (8 Sep 2006 to 9 Oct 2007)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (17 Mar 2005 to 29 Aug 2006)
- CF26 Customer Trading (18 Nov 2004 to 17 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.