Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S A B SECURITIES LIMITED (no longer approved here)

    FRN 225986

    • CF1 Director (7 Jan 2004 to 8 Feb 2005)
    • CF10 Compliance Oversight (7 Jan 2004 to 7 Dec 2004)
    • CF11 Money Laundering Reporting (7 Jan 2004 to 7 Dec 2004)
    • CF21 Investment Adviser (7 Jan 2004 to 8 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.