Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SWFS Ltd

    FRN 417405

    • (2)Employed By (since 29 Mar 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Nov 2010)
  • Tony Sokan (no longer approved here)

    FRN 535635

    • Employed By (15 Nov 2010 to 4 Apr 2023)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 13 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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