Azeem Bari

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prominent Financial Services Limited

    FRN 628830

    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 26 May 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (27 Feb 2015 to 30 Sep 2018)
    • CF1 Director (27 Feb 2015 to 8 Dec 2019)
  • Prominent Financial Services Ltd (no longer approved here)

    FRN 171079

    • (1)Employed By (1 Oct 1998 to 27 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.