Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (9 Jan 2021 to 19 Dec 2024)
-
- [FCA CF] Client dealing (7 Mar 2016 to 9 Feb 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Feb 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 10 May 2018)
- CF30 Customer (25 Nov 2009 to 6 Mar 2016)
-
- CF21 Investment Adviser (17 Mar 2003 to 17 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.