Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (9 Jan 2021 to 19 Dec 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 9 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Feb 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 May 2018)
    • CF30 Customer (25 Nov 2009 to 6 Mar 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (17 Mar 2003 to 17 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.