Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (21 Aug 2024 to 5 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (8 Jul 2021 to 23 Jul 2024)
    • CF1 Director (AR) (30 Jun 2021 to 23 Jul 2024)
    • CF30 Customer (13 Nov 2015 to 19 Oct 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jul 2021)
    • CF30 Customer (19 Oct 2016 to 7 Jul 2021)
    • CF1 Director (AR) (19 Oct 2016 to 7 Jul 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 Oct 2016 to 7 Jul 2021)
  • Crawford Dean Wealth Management Limited (no longer approved here)

    FRN 654482

    • Employed By (13 Nov 2015 to 19 Oct 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Apr 2014 to 2 Oct 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (18 Nov 2010 to 30 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.