Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Jul 2021 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2019 to 3 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.