Aymeric Paillat

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sona Asset Management (UK) LLP

    FRN 814191

    • [FCA CF] Client dealing (since 22 Apr 2024)
    • [FCA CF] Material risk taker (since 22 Apr 2024)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Significant management (16 Feb 2022 to 29 Jan 2024)
    • [FCA CF] Manager of certification employee (26 Oct 2021 to 3 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2021)
    • CF30 Customer (22 Nov 2011 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (13 Jul 2021 to 29 Jan 2024)
    • [FCA CF] Client dealing (13 Jul 2021 to 29 Jan 2024)
    • [FCA CF] Manager of certification employee (13 Jul 2021 to 3 Jan 2024)
    • [FCA CF] Material risk taker (13 Jul 2021 to 29 Jan 2024)
    • [FCA CF] Algorithmic trading (13 Dec 2017 to 17 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Jun 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (13 Jul 2021 to 29 Jan 2024)
    • [FCA CF] Significant management (13 Jul 2021 to 29 Jan 2024)
    • [FCA CF] Algorithmic trading (13 Dec 2017 to 17 Jul 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Feb 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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