Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF18 Other Overall Responsibility (19 Mar 2022 to 10 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2022)
    • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF18 Other Overall Responsibility (19 Mar 2022 to 10 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2022)
    • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Manager of certification employee (9 Aug 2021 to 10 Feb 2023)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (11 Aug 2011 to 20 Aug 2018)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (11 Aug 2011 to 20 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.