Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Suitable Financial Advice Ltd
FRN 313234
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 12 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
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Throgmorton Capital Management Limited
FRN 827982
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 7 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.