Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 12 May 2025)
    • SMF24 Chief Operations (since 26 Jan 2022)
    • [FCA CF] Significant management (2 Aug 2021 to 25 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Mar 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 1 Mar 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 1 Mar 2020)
    • CF30 Customer (6 Sep 2013 to 6 Mar 2016)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 12 May 2025)
    • SMF24 Chief Operations (since 26 Jan 2022)
    • [FCA CF] Manager of certification employee (2 Aug 2021 to 25 Jan 2022)
    • [FCA CF] Material risk taker (2 Aug 2021 to 25 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Mar 2020)
    • [FCA CF] Significant management (7 Mar 2017 to 1 Mar 2020)
    • CF30 Customer (6 Sep 2013 to 6 Mar 2016)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Significant management (7 Mar 2017 to 2 Aug 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Aug 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 2 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2017 to 2 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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