Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- SMF1 Chief Executive (since 12 May 2025)
- SMF24 Chief Operations (since 26 Jan 2022)
- [FCA CF] Significant management (2 Aug 2021 to 25 Jan 2022)
- [FCA CF] Client dealing (7 Mar 2017 to 1 Mar 2020)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 1 Mar 2020)
- [FCA CF] Material risk taker (7 Mar 2017 to 1 Mar 2020)
- CF30 Customer (6 Sep 2013 to 6 Mar 2016)
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Royal Bank of Canada
FRN 124783
- SMF19 Head of Overseas Branch/Head of Overseas (since 12 May 2025)
- SMF24 Chief Operations (since 26 Jan 2022)
- [FCA CF] Manager of certification employee (2 Aug 2021 to 25 Jan 2022)
- [FCA CF] Material risk taker (2 Aug 2021 to 25 Jan 2022)
- [FCA CF] Client dealing (7 Mar 2017 to 1 Mar 2020)
- [FCA CF] Significant management (7 Mar 2017 to 1 Mar 2020)
- CF30 Customer (6 Sep 2013 to 6 Mar 2016)
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- [FCA CF] Significant management (7 Mar 2017 to 2 Aug 2021)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Aug 2020)
- [FCA CF] Material risk taker (7 Mar 2017 to 2 Aug 2021)
- [FCA CF] Client dealing (7 Mar 2017 to 2 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.