Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (27 May 2021 to 6 Mar 2023)
- [FCA CF] Material risk taker (9 Mar 2021 to 5 Apr 2024)
- [FCA CF] Significant management (9 Mar 2021 to 17 Aug 2022)
- CF10 Compliance Oversight (4 Aug 2017 to 6 Dec 2019)
- CF11 Money Laundering Reporting (4 Aug 2017 to 6 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.