Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (9 Nov 2016 to 19 Mar 2019)
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- CF30 Customer (16 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 12 Oct 2012)
- CF21 Investment Adviser (5 Jul 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.