Axel Brinkmann-Schwalbe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • SMF18 Other Overall Responsibility (since 19 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 19 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 19 Jul 2023)
    • [FCA CF] Significant management (7 Mar 2017 to 19 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 19 Jul 2023)
  • Royal Bank of Canada

    FRN 124783

    • SMF22 Other Local Responsibility (since 19 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 19 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 19 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 19 Jul 2023)
    • [FCA CF] Significant management (7 Mar 2017 to 19 Jul 2023)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (20 May 2008 to 29 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.