Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 2 Jun 2020)
- [FCA CF] Material risk taker (26 Jan 2022 to 3 Sep 2024)
-
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 2 Jun 2020)
-
- [FCA CF] Manager of certification employee (20 Jun 2019 to 10 May 2020)
- [FCA CF] Material risk taker (17 May 2017 to 10 May 2020)
- [FCA CF] Client dealing (19 Dec 2016 to 10 May 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.