Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WISER MORTGAGE ADVICE LIMITED
FRN 969681
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 2 Jul 2025)
- SMF3 Executive Director (since 2 Jul 2025)
- Responsibility for MCD Intermediation (since 2 Jul 2025)
- Responsible for Insurance Distribution (since 2 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (14 Jun 2023 to 24 Feb 2025)
-
- CF1 Director (AR) (20 Jul 2009 to 20 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.