Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Feb 2024)
    • Responsibility for MCD Intermediation (since 12 Dec 2023)
    • SMF3 Executive Director (since 12 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2023)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • Appointed representative dealing with clients for which they require qualification (25 Jan 2021 to 12 Jan 2024)
    • CF1 Director (AR) (30 Sep 2020 to 12 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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