Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (13 Mar 2017 to 16 Oct 2019)
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- CF30 Customer (4 Jan 2016 to 15 Mar 2018)
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- CF29 Significant management (27 Jul 2010 to 1 Jun 2012)
- CF30 Customer (1 Nov 2007 to 1 Jun 2012)
- CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
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- CF29 Significant management (27 Jul 2010 to 1 Jun 2012)
- CF30 Customer (1 Nov 2007 to 1 Jun 2012)
- CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Aug 2002 to 1 Sep 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.