Avery Quinn Later

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of New York Mellon
FRN 122467
- [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2022)
- [FCA CF] Proprietary trader (since 30 Apr 2019)
The Bank of New York Mellon (International) Limited
FRN 183100
- [PRA CF] Significant risk taker or Material risk taker (since 7 Jan 2022)
- [FCA CF] Proprietary trader (since 30 Apr 2019)
DB UK Bank Limited (no longer approved here)
FRN 140848
- [FCA CF] Client dealing (7 Mar 2016 to 8 Feb 2019)
- CF30 Customer (15 Feb 2016 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (7 Mar 2016 to 8 Feb 2019)
- CF30 Customer (17 Jul 2013 to 6 Mar 2016)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (16 Jun 2010 to 13 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.