Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (26 Sep 2016 to 5 Mar 2019)
    • CF30 Customer (9 Dec 2015 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (2 Mar 2015 to 21 Sep 2015)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (2 Mar 2015 to 21 Sep 2015)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF4 Partner (24 Jan 2014 to 24 Oct 2014)
    • CF30 Customer (24 Jan 2014 to 24 Oct 2014)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF30 Customer (24 Sep 2013 to 7 Oct 2014)
    • CF4 Partner (AR) (24 Sep 2013 to 23 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.