Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Best Practice IFA Group Limited
FRN 223112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 13 May 2022)
- CF30 Customer (since 1 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
-
Pebble Independent Financial Services Ltd
FRN 454387
- (4)Employed By (since 10 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.