Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Mar 2019 to 8 Dec 2019)
    • CF1 Director (23 Jan 2017 to 8 Dec 2019)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (14 Dec 2015 to 20 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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