Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (5 Nov 2024 to 5 Dec 2025)
- SMF4 Chief Risk (5 Nov 2024 to 5 Dec 2025)
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- SMF16 Compliance Oversight (5 Nov 2024 to 5 Dec 2025)
- SMF4 Chief Risk (5 Nov 2024 to 5 Dec 2025)
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- Director of firm who is not a certification employee or a SMF manager (23 Aug 2023 to 14 Nov 2023)
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- SMF16 Compliance Oversight (14 Nov 2022 to 14 Jun 2023)
- SMF4 Chief Risk (2 Dec 2021 to 14 Nov 2023)
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- SMF16 Compliance Oversight (14 Nov 2022 to 14 Jun 2023)
- SMF4 Chief Risk (2 Dec 2021 to 14 Nov 2023)
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- SMF16 Compliance Oversight (14 Nov 2022 to 14 Jun 2023)
- SMF3 Executive Director (14 Nov 2022 to 14 Nov 2023)
- [FCA CF] Significant management (10 Dec 2021 to 14 Nov 2022)
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- CF30 Customer (27 Oct 2009 to 15 May 2011)
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- CF30 Customer (1 Nov 2007 to 17 Jul 2009)
- CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.