Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ageas Insurance Limited (no longer approved here)

    FRN 202039

    • SMF16 Compliance Oversight (5 Nov 2024 to 5 Dec 2025)
    • SMF4 Chief Risk (5 Nov 2024 to 5 Dec 2025)
  • Ageas Retail Limited (no longer approved here)

    FRN 312468

    • SMF16 Compliance Oversight (5 Nov 2024 to 5 Dec 2025)
    • SMF4 Chief Risk (5 Nov 2024 to 5 Dec 2025)
  • By Miles Ltd (no longer approved here)

    FRN 773046

    • Director of firm who is not a certification employee or a SMF manager (23 Aug 2023 to 14 Nov 2023)
  • Churchill Insurance Company Limited (no longer approved here)

    FRN 202727

    • SMF16 Compliance Oversight (14 Nov 2022 to 14 Jun 2023)
    • SMF4 Chief Risk (2 Dec 2021 to 14 Nov 2023)
  • U K Insurance Limited (no longer approved here)

    FRN 202810

    • SMF16 Compliance Oversight (14 Nov 2022 to 14 Jun 2023)
    • SMF4 Chief Risk (2 Dec 2021 to 14 Nov 2023)
  • U K Insurance Business Solutions Limited (no longer approved here)

    FRN 313783

    • SMF16 Compliance Oversight (14 Nov 2022 to 14 Jun 2023)
    • SMF3 Executive Director (14 Nov 2022 to 14 Nov 2023)
    • [FCA CF] Significant management (10 Dec 2021 to 14 Nov 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (27 Oct 2009 to 15 May 2011)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 17 Jul 2009)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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