Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bluegrove Capital Management Ltd
FRN 960363
- CF30 Customer (since 19 Mar 2024)
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KingsRock Advisors UK Limited
FRN 1006329
- (10)Employed By (since 19 Mar 2024)
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- [FCA CF] Significant management (17 May 2021 to 31 Aug 2023)
- [FCA CF] Client dealing (25 Mar 2020 to 31 Aug 2023)
- [FCA CF] Manager of certification employee (25 Mar 2020 to 31 Aug 2023)
- [FCA CF] Material risk taker (25 Mar 2020 to 31 Aug 2023)
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- CF30 Customer (1 Nov 2007 to 8 Mar 2013)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (13 May 2002 to 30 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.