Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Steven John O'Neill
FRN 997666
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 15 May 2024)
- [FCA CF] Functions requiring qualifications (since 15 May 2024)
- Appointed representative dealing with clients for which they require qualification (15 May 2024 to 3 Jun 2024)
- Sole trader dealing with clients for which they require qualification (15 May 2024 to 19 May 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.