Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • SMF7 Group Entity Senior Manager (9 Aug 2019 to 1 Apr 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (1 Apr 2019 to 31 Mar 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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