Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF2 Non Executive Director (4 Jan 2016 to 9 Jul 2018)
    • CF10a CASS Oversight function (1 Oct 2011 to 14 Jul 2014)
    • CF28 Systems and controls (12 May 2010 to 1 Apr 2014)
    • CF29 Significant management (17 Oct 2008 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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