Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (25 Sep 2023 to 27 Sep 2024)
- [FCA CF] Significant management (1 Mar 2023 to 27 Sep 2024)
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- SMF6 Head of Key Business Areas (7 Mar 2016 to 22 Sep 2022)
- CF29 Significant management (8 Aug 2011 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.