Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • SMF27 Partner (25 Sep 2023 to 27 Sep 2024)
    • [FCA CF] Significant management (1 Mar 2023 to 27 Sep 2024)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • SMF6 Head of Key Business Areas (7 Mar 2016 to 22 Sep 2022)
    • CF29 Significant management (8 Aug 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.