- IRN
- AXA00243
- Last updated
- 5 days ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Arthur George Financial Limited
FRN 998525
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Apr 2024)
- Responsibility for MCD Intermediation (since 1 Feb 2024)
- Responsible for Insurance Distribution (since 1 Feb 2024)
- SMF16 Compliance Oversight (since 1 Feb 2024)
- SMF3 Executive Director (since 1 Feb 2024)
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- [FCA CF] Benchmark submission and administration (30 Jul 2021 to 2 Oct 2023)
- [FCA CF] Functions requiring qualifications (30 Jul 2021 to 2 Oct 2023)
- [FCA CF] Client dealing (30 Jul 2021 to 2 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.