Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 Apr 2010 to 8 Dec 2019)
-
- (6)Employed By (12 Mar 2003 to 15 Jun 2010)
-
- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2003)
-
- Employed By (11 Oct 2000 to 24 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.