Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 4 Apr 2023)
    • [FCA CF] Client dealing (since 7 Jun 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 10 May 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 10 May 2022)
    • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 10 May 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 10 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.