Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 22 Dec 2025)
- [FCA CF] Client dealing (since 16 Dec 2025)
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- [FCA CF] Client dealing (7 Dec 2023 to 22 Oct 2025)
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- [FCA CF] Proprietary trader (24 Nov 2022 to 22 Oct 2023)
- [FCA CF] Algorithmic trading (24 Nov 2022 to 25 Nov 2022)
- [FCA CF] Client dealing (20 Sep 2018 to 22 Oct 2023)
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- CF30 Customer (1 Nov 2007 to 28 Nov 2014)
- CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.