Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 20 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Aug 2023)
    • SMF16 Compliance Oversight (since 22 Aug 2023)
  • BP Investment Management Limited (no longer approved here)

    FRN 122340

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2022)
    • CF10 Compliance Oversight (5 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Nov 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.