Askin Aziz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Acer Tree Investment Management LLP
FRN 937794
- SMF27 Partner (since 12 Nov 2021)
Cabot Square Capital LLP (no longer approved here)
FRN 439439
- [FCA CF] Client dealing (29 Jun 2020 to 13 Jun 2021)
- [FCA CF] Material risk taker (29 Jun 2020 to 13 Jun 2021)
Arrowgrass Capital Partners LLP (no longer approved here)
FRN 413647
- CF30 Customer (20 Feb 2019 to 29 Nov 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (22 Nov 2017 to 31 Oct 2018)
- CF30 Customer (27 Aug 2010 to 29 Jun 2012)
- CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.