Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 14 Jun 2022)
- [FCA CF] Algorithmic trading (since 18 Feb 2019)
- [FCA CF] Client dealing (3 Jul 2017 to 8 Apr 2021)
- [FCA CF] Manager of certification employee (3 Jul 2017 to 31 Dec 2020)
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- CF30 Customer (5 Jun 2009 to 12 Apr 2010)
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- CF30 Customer (1 Nov 2007 to 30 Oct 2008)
- CF26 Customer Trading (7 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.